RevOps
Jun 28, 2024•4 min read
Automating Regulatory Compliance
What technology can fix vs. what requires process change.
The Compliance Data Burden
Manual Report Generation
Staff spends days each quarter pulling data, formatting reports, and double-checking everything.
Data Quality Gaps
Errors in source data cascade into regulatory filings. You find out at the worst time.
Multiple Filing Requirements
FDIC Call Reports, NCUA 5300, state filings. Each has different formats and deadlines.
Audit Anxiety
Examiner questions trigger scrambles. You can't easily trace data back to source.
Changing Regulations
New requirements mean new manual processes. You're always playing catch-up.
Key Person Risk
One or two people know how to file. If they leave, institutional knowledge goes with them.
What We Build
01
Regulatory Reporting Automation
File with confidence, not anxiety.
●Call Report automation (FFIEC 031/041/051)
●NCUA 5300 preparation
●State regulatory filings
●Data extraction from core systems
●Validation rules and error checking
●Filing submission integration
02
Data Quality & Validation
Catch errors before regulators do.
●Source data validation rules
●Cross-system reconciliation
●Trend analysis and anomaly detection
●Pre-filing validation checks
●Historical comparison
●Exception reporting
03
Audit Trail & Documentation
Answer examiner questions in minutes.
●Complete data lineage tracking
●Change history and versioning
●Supporting documentation links
●Report generation audit logs
●User access and action tracking
●Examiner-ready export formats
04
Compliance Data Infrastructure
A foundation for all your compliance needs.
●Compliance data warehouse
●Integration with core banking
●Historical data retention
●Secure access controls
●Automated backup and recovery
●Scalable architecture
Beyond Spreadsheet Compliance
| Manual Compliance | Automated Compliance |
|---|---|
| Days of manual data gathering | Automated data extraction |
| Hope you didn't miss anything | Validation before filing |
| Scramble during audits | Instant audit trail access |
| Tribal knowledge | Documented, repeatable process |
| Reactive to reg changes | Structured for adaptability |
Best For
Teams and organizations who have:
→Significant staff time spent on regulatory reporting
→Data quality issues that create filing risk
→Multiple regulatory filing requirements
→Recent audit findings on data or documentation
→Key person dependencies for compliance processes
→Growing institution with increasing complexity
Ready to Automate Your Compliance?
We'll assess your current regulatory reporting process, identify automation opportunities, and show you how to file with confidence.
Book a Discovery Call→or email partner@greenfieldlabsai.com
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